Broker Financial Statement Review
SSARS-compliant financial reporting for NMLS-licensed brokerages seeking warehouse lender approval.
Precision Assurance for the Secondary Market
In the high-stakes environment of mortgage liquidity, your financial statements are more than just records — they are certificates of institutional health. Guidepost Mortgage Advisory specializes in the precise application of SSARS standards (Statements on Standards for Accounting and Review Services) required by the most rigorous warehouse lenders.
We provide the analytical oversight necessary to validate your operational integrity, ensuring that every balance sheet and disclosure note meets the specific covenants of NMLS regulatory bodies and institutional capital partners.
"Our reviews don't just check boxes; they provide the assurance necessary to unlock institutional scale."
Who Needs This
Targeted at mortgage brokerages renewing NMLS registration, onboarding with new warehouse lenders, or those whose state requires CPA-prepared statements.
What's Included
- check_circleBalance SheetStatement of Financial Position
- check_circleIncome StatementOperational Profitability Analysis
- check_circleCash Flow StatementLiquidity and Solvency Metrics
- check_circleDisclosure NotesInstitutional Narrative Clarity
- check_circleAccountant's ReportStandard Review Assurance
The 21-Day Audit Cycle
A clinical, structured approach from engagement to institutional delivery.
Initial Intake
Days 1-3
Secure digital document transmission and scope finalization via encrypted portals.
Fieldwork & Inquiry
Days 4-12
Deep analysis of general ledgers and management inquiries to satisfy SSARS protocols.
Draft Presentation
Days 13-17
Submission of preliminary drafts for management review and final disclosure notes.
Final Issuance
Day 21
Final signed Accountant's Report delivered for NMLS and Warehouse Lender submission.
Ready for Warehouse Lender Approval?
Don't leave your liquidity at risk with non-compliant financials. Secure your brokerage's future with institutional-grade reviews.